-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ApaEI4bV7MjYrdlMedkoAku7YJMSmUhdmcAnO8WSOskXgYq/z0aMPoOuuBXq4bxr btBj4AgAmQ0wwGI3f/TMaQ== 0000950005-00-000272.txt : 20000215 0000950005-00-000272.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950005-00-000272 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TUMBLEWEED COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001022509 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 943183329 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-56683 FILM NUMBER: 537772 BUSINESS ADDRESS: STREET 1: 700 SAGINAW DR CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 6502162000 MAIL ADDRESS: STREET 1: 700 SAGINAW DR CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: TUMBLEWEED SOFTWARE CORP DATE OF NAME CHANGE: 19990517 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AUGUST CAPITAL L P CENTRAL INDEX KEY: 0001104871 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943228541 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2480 SAND HILL ROAD SUITE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 SCHEDULE 13-G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No._______)* Tumbleweed Communications Corp - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 899690101 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 14 Pages
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 899690101 13 G Page 2 of 14 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) August Capital, L.P. ("August I") Tax ID Number: 94-3228541 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 1,858,586 shares, except that ACM, the general partner of August I, may BENEFICIALLY be deemed to have sole voting power, and John Johnston ("Johnston"), OWNED BY EACH David F. Marquardt ("Marquardt"), and Andrew S. Rappaport ("Rappaport"), REPORTING the members of ACM, may be deemed to have shared power to vote these PERSON shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 1,858,586 shares, except that ACM, the general partner of August I, may be deemed to have sole dispositive power, and Johnston, Marquardt, and Rappaport, the members of ACM, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,858,586 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.57% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 899690101 13 G Page 3 of 14 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) August Capital Strategic Partners, L.P. ("Partners I") Tax ID Number: 94-3228637 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 64,577 shares, except that ACM, the general partner of Partners I, may BENEFICIALLY be deemed to have sole voting power, and John Johnston ("Johnston"), OWNED BY EACH David F. Marquardt ("Marquardt"), and Andrew S. Rappaport ("Rappaport"), REPORTING the members of ACM, may be deemed to have shared power to vote these PERSON shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 64,577 shares, except that ACM, the general partner of Partners I, may be deemed to have sole dispositive power, and Johnston, Marquardt, and Rappaport, the members of ACM, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 64,577 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.23% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 899690101 13 G Page 4 of 14 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) August Capital Associates, L.P. ("Associates I") Tax ID Number: 94-3228636 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X]) - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 94,846 shares, except that ACM, the general partner of Associates I, may BENEFICIALLY be deemed to have sole voting power, and John Johnston ("Johnston"), OWNED BY EACH David F. Marquardt ("Marquardt"), and Andrew S. Rappaport ("Rappaport"), REPORTING the members of ACM, may be deemed to have shared power to vote these PERSON shares. WITH -------- ------------------------------------------------------------------------ 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 94,846 shares, except that ACM, the general partner of Associates I, may be deemed to have sole dispositive power, and Johnston, Marquardt, and Rappaport, the members of ACM, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 94,846 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.33% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 899690101 13 G Page 5 of 1 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) August Capital Management, L.L.C. ("ACM") Tax ID Number: 94-3228539 - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 2,018,009 shares, of which 1,858,586 are directly owned by August I, BENEFICIALLY 64,577 directly owned by Partners I and 94,846 are directly owned by OWNED BY EACH Associates I. Johnston, Marquardt, and Rappaport, the members of ACM, REPORTING may be deemed to have shared power to vote these shares. PERSON -------- ------------------------------------------------------------------------ WITH 6 SHARED VOTING POWER See response to row 5. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 2,018,009 shares, of which 1,858,586 are directly owned by August I, 64,577 are directly owned by Partners I and 94,846 are directly owned by Associates I. Johnston, Marquardt, and Rappaport, the members of ACM, may be deemed to have shared power to dispose of these shares. -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,018,009 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.14% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------------------------------------- -------------------------------------- CUSIP NO. 899690101 13 G Page 6 of 14 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) John Johnston ("Johnston") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY -------- ------------------------------------------------------------------------ OWNED BY EACH 6 SHARED VOTING POWER REPORTING 2,018,009 shares, of which 1,858,586 are directly owned by August I, PERSON 64,577 are directly owned by Partners I and 94,846 are directly owned by WITH Associates I. ACM is the general partner of August I, Partners I and Associates I, and Johnston, a member of ACM, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,018,009 shares, of which 1,858,586 are directly owned by August I, 64,577 are directly owned by Partners I and 94,846 are directly owned by Associates I. ACM is the general partner of August I, Partners I and Associates I, and Johnston, a member of ACM, may be deemed to have shared power to dispose of these shares. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,018,009 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.14% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 899690101 13 G Page 7 of 14 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) David F. Marquardt ("Marquardt") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY -------- ------------------------------------------------------------------------ OWNED BY EACH 6 SHARED VOTING POWER REPORTING 2,018,009 shares, of which 1,858,586 are directly owned by August I, PERSON 64,577 are directly owned by Partners I and 94,846 are directly owned by WITH Associates I. ACM is the general partner of August I, Partners I and Associates I, and Marquardt, a member of ACM, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,018,009 shares, of which 1,858,586 are directly owned by August I, 64,577 are directly owned by Partners I and 94,846 are directly owned by Associates I. ACM is the general partner of August I, Partners I and Associates I, and Marquardt, a member of ACM, may be deemed to have shared power to dispose of these shares. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,018,009 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.14% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
- ---------------------------------------------------------- -------------------------------------- CUSIP NO. 899690101 13 G Page 8 of 14 Pages - ---------------------------------------------------------- -------------------------------------- - ------------ --------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Andrew S. Rappaport ("Rappaport") Tax ID Number: - ------------ --------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ------------ --------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------ --------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - ------------------------------------ -------- ------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY -------- ------------------------------------------------------------------------ OWNED BY EACH 6 SHARED VOTING POWER REPORTING 2,018,009 shares, of which 1,858,586 are directly owned by August I, PERSON 64,577 are directly owned by Partners I and 94,846 are directly owned by WITH Associates I. ACM is the general partner of August I, Partners I and Associates I, and Rappaport, a member of ACM, may be deemed to have shared power to vote these shares. -------- ------------------------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 shares -------- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 2,018,009 shares, of which 1,858,586 are directly owned by August I, 64,577 are directly owned by Partners I and 94,846 are directly owned by Associates I. ACM is the general partner of August I, Partners I and Associates I, and Rappaport, a member of ACM, may be deemed to have shared power to dispose of these shares. - ------------ --------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,018,009 - ------------ --------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------ --------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.14% - ------------ --------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------ --------------------------------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT!
- ----------------------------- ------------------------------ CUSIP NO. 899690101 13 G Page 9 of 14 Pages - ----------------------------- ------------------------------ ITEM 1(a). NAME OF ISSUER: --------------- Tumbleweed Communications Corp ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ------------------------------------------------ 2010 Broadway Redwood City, California 94063 ITEM 2(a). NAME OF PERSON FILING: ---------------------- This statement is filed by August Capital, L.P., a Delaware limited partnership ("August I"), August Capital Strategic Partners, L.P., a Delaware limited partnership ("Partners I"), August Capital Associates, L.P., a Delaware limited partnership ("Associates I"), August Capital Management LLC, a Delaware limited liability company ("ACM"), John Johnston ("Johnston"), David F. Marquardt ("Marquardt"), and Andrew S. Rappaport ("Rappaport"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons". ACM is the general partner of August I, Partners I and Associates I, and may be deemed to have sole power to vote and sole power to dispose of shares of the issuer directly owned by August I, Partners I and Associates I. Johnston, Marquardt, and Rappaport are the managing members of ACM, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by August I, Partners I and Associates I. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: ------------------------------------------------------------- The address of the principal business office for each of the Reporting Persons is: August Capital 2480 Sand Hill Road, Suite 101 Menlo Park, California 94025 ITEM 2(c) CITIZENSHIP: ------------ August I, Partners I and Associates I are Delaware limited partnerships. ACM is a Delaware limited liability company. Johnston, Marquardt, and Rappaport are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES: ----------------------------- Common Stock ITEM 2(e). CUSIP NUMBER: ------------- 899690101 ITEM 3. Not Applicable - ----------------------------- ------------------------------ CUSIP NO. 899690101 13 G Page 10 of 14 Pages - ----------------------------- ------------------------------ ITEM 4. OWNERSHIP: ---------- The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1999: (a) Amount beneficially owned: ------------------------- See Row 9 of cover page for each Reporting Person. (b) Percent of Class: ---------------- See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: -------------------------------------------- (i) Sole power to vote or to direct the vote: ---------------------------------------- See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct the vote: ------------------------------------------ See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct the disposition of: ----------------------------------------------------- See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct the disposition of: ------------------------------------------------------- See Row 8 of cover page for each Reporting Person. - ----------------------------- ------------------------------ CUSIP NO. 899690101 13 G Page 11 of 14 Pages - ----------------------------- ------------------------------ ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: --------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: --------------------------------------------------------------- Under certain circumstances set forth in the limited partnership agreements of August I, Partners I and Associates I, the general and limited partners of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: ---------------------------------------------------------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: --------------------------------------------------------- Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------ Not applicable ITEM 10. CERTIFICATION: ------------- Not applicable - ----------------------------- ------------------------------ CUSIP NO. 899690101 13 G Page 12 of 14 Pages - ----------------------------- ------------------------------ SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 7, 2000 By: /s/ John Johnston -------------------------------------- John Johnston, individually, and on behalf of August I, in his capacity as a managing member of ACM, the general partner of August I, on behalf of Partners I, in his capacity as a managing member of ACM, the general partner of Partners I, on behalf of Associates I, in his capacity as a managing member of ACM, the general partner of Associates I, and on behalf of ACM in his capacity as a managing member thereof. By: /s/ David F. Marquardt -------------------------------------- David F. Marquardt By: /s/ Andrew S. Rappaport -------------------------------------- Andrew S. Rappaport - ----------------------------- ------------------------------ CUSIP NO. 899690101 13 G Page 13 of 14 Pages - ----------------------------- ------------------------------ EXHIBIT INDEX Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 14 - ----------------------------- ------------------------------ CUSIP NO. 899690101 13 G Page 14 of 14 Pages - ----------------------------- ------------------------------ EXHIBIT A Agreement of Joint Filing The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Tumbleweed Communications Corp shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 7, 2000 By: /s/ John Johnston -------------------------------------- John Johnston, individually, and on behalf of August I, in his capacity as a managing member of ACM, the general partner of August I, on behalf of Partners I, in his capacity as a managing member of ACM, the general partner of Partners I, on behalf of Associates I, in his capacity as a managing member of ACM, the general partner of Associates I, and on behalf of ACM in his capacity as a managing member thereof. By: /s/ David F. Marquardt -------------------------------------- David F. Marquardt By: /s/ Andrew S. Rappaport -------------------------------------- Andrew S. Rappaport -----END PRIVACY-ENHANCED MESSAGE-----